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Efficacy and safety of neoadjuvant pertuzumab and trastuzumab in women with locally advanced, inflammatory, or early HER2-positive breast cancer (NeoSphere): a randomised multicentre, open-label, phase 2 trial - 04/01/12

Doi : 10.1016/S1470-2045(11)70336-9 
Luca Gianni, DrMD a, , Tadeusz Pienkowski, ProfMD b, Young-Hyuck Im, ProfMD c, Laslo Roman, MD d, Ling-Ming Tseng, MD e, Mei-Ching Liu, MD f, Ana Lluch, MD g, Elżbieta Staroslawska, ProfMD h, Juan de la Haba-Rodriguez, MD i, Seock-Ah Im, ProfMD j, Jose Luiz Pedrini, MD k, Brigitte Poirier, MD l, Paolo Morandi, MD m, Vladimir Semiglazov, ProfMD n, Vichien Srimuninnimit, ProfMD o, Giulia Bianchi, MD p, Tania Szado, PhD q, Jayantha Ratnayake, BSc r, Graham Ross, MD r, Pinuccia Valagussa, BS s
a Oncologia Medica, San Raffaele Cancer Centre, Milan, Italy 
b Centrum Onkologii, Warsaw, Poland 
c Samsung Medical Centre, Seoul, South Korea 
d Leningrad Regional Oncology Dispensary, St Petersburg, Russia 
e Taipei-Veterans General Hospital, National Yang-Ming University, Taipei, Taiwan 
f Koo Foundation Sun Yat-Sen Cancer Centre, Taipei, Taiwan 
g Hospital Clínico Universitario, INCLIVA Health Research Institute, University of Valencia, Valencia, Spain 
h St John’s Cancer Centre, Lublin, Poland 
i Hospital Reina Sofia, Córdoba, Spain 
j Division of Hematology/Medical Oncology, Department of Internal Medicine, Cancer Research Institute, Seoul National University College of Medicine, Seoul, South Korea 
k Hospital Nossa Senhora da Conceição, Porto Alegre, Brazil 
l Hôpital du Saint-Sacrément, Centre Hospitalier Affilié Universitaire de Québec, Québec, Canada 
m Reparto di Oncologia Medica, Ospedale S Bortolo, Vicenza, Italy 
n NN Petrov Research Institute of Oncology, St Petersburg, Russia 
o Medical Oncology Unit, Department of Medicine, Siriraj Hospital, Bangkok, Thailand 
p Oncologia Medica 1, Fondazione IRCCS Istituto Nazionale Tumori, Milan, Italy 
q Genentech, South San Francisco, CA, USA 
r Roche Products Limited, Welwyn, UK 
s Fondazione Michelangelo, Milan, Italy 

* Correspondence to: Dr Luca Gianni, Department of Medical Oncology, San Raffaele Cancer Center, Via Olgettina 60, 20132 Milan, Italy

Summary

Background

Studies with pertuzumab, a novel anti-HER2 antibody, show improved efficacy when combined with the established HER2-directed antibody trastuzumab in breast cancer therapy. We investigated the combination of pertuzumab or trastuzumab, or both, with docetaxel and the combination of pertuzumab and trastuzumab without chemotherapy in the neoadjuvant setting.

Methods

In this multicentre, open-label, phase 2 study, treatment-naive women with HER2-positive breast cancer were randomly assigned (1:1:1:1) centrally and stratified by operable, locally advanced, and inflammatory breast cancer, and by hormone receptor expression to receive four neoadjuvant cycles of: trastuzumab (8 mg/kg loading dose, followed by 6 mg/kg every 3 weeks) plus docetaxel (75 mg/m2, escalating, if tolerated, to 100 mg/m2 every 3 weeks; group A) or pertuzumab (loading dose 840 mg, followed by 420 mg every 3 weeks) and trastuzumab plus docetaxel (group B) or pertuzumab and trastuzumab (group C) or pertuzumab plus docetaxel (group D). The primary endpoint, examined in the intention-to-treat population, was pathological complete response in the breast. Neither patients nor investigators were masked to treatment. This study is registered with ClinicalTrials.gov, number NCT00545688.

Findings

Of 417 eligible patients, 107 were randomly assigned to group A, 107 to group B, 107 to group C, and 96 to group D. Patients given pertuzumab and trastuzumab plus docetaxel (group B) had a significantly improved pathological complete response rate (49 of 107 patients; 45·8% [95% CI 36·1–55·7]) compared with those given trastuzumab plus docetaxel (group A; 31 of 107; 29·0% [20·6–38·5]; p=0·0141). 23 of 96 (24·0% [15·8–33·7]) women given pertuzumab plus docetaxel (group D) had a pathological complete response, as did 18 of 107 (16·8% [10·3–25·3]) given pertuzumab and trastuzumab (group C). The most common adverse events of grade 3 or higher were neutropenia (61 of 107 women in group A, 48 of 107 in group B, one of 108 in group C, and 52 of 94 in group D), febrile neutropenia (eight, nine, none, and seven, respectively), and leucopenia (13, five, none, and seven, respectively). The number of serious adverse events was similar in groups A, B, and D (15–20 serious adverse events per group in 10–17% of patients) but lower in group C (four serious adverse events in 4% of patients).

Interpretation

Patients given pertuzumab and trastuzumab plus docetaxel (group B) had a significantly improved pathological complete response rate compared with those given trastuzumab plus docetaxel, without substantial differences in tolerability. Pertuzumab and trastuzumab without chemotherapy eradicated tumours in a proportion of women and showed a favourable safety profile. These findings justify further exploration in adjuvant trials and support the neoadjuvant approach for accelerating drug assessment in early breast cancer.

Funding

F Hoffmann-La Roche.

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Vol 13 - N° 1

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